This section contains hyperlinks to materials published under 'Rules and Guidance on Listing Matters' in the last 6 months.

13/10/2017 Whether Company A was no longer suitable for listing (LD114-2017) The Rules, Interpretation and Guidance > Listing Decisions
13/10/2017 Whether the Exchange would impose additional requirements under Rule 2.04 on Company A's proposed disposal of its original business (LD113-2017) The Rules, Interpretation and Guidance > Listing Decisions
13/10/2017 Whether Company A would have sufficient operations or assets under Rule 13.24 after a proposed major disposal (LD112-2017) The Rules, Interpretation and Guidance > Listing Decisions
13/10/2017 Whether the Exchange would exercise its power to deem Company B as a connected person of Company A under Main Board Listing Rule 14A.19 (LD111-2017) The Rules, Interpretation and Guidance > Listing Decisions
13/10/2017 Guidance on issues related to 'controlling shareholder' and related Listing Rules implications (GL89-16) (Updated in October 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
03/10/2017 Director Training Webcast - Corporate Governance - Director and Company Secretary's Roles (October 2017) Rules & Regulations > Rules and Guidance on Listing Matters > Presentation Materials
22/09/2017 Consultation Papers on Capital Raisings by Listed Issuers and Delisting and Other Rule Amendments Administrative Matters/Tools> Letters to Issuers
11/08/2017 Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications (GL86-16) (Updated in May, September 2016 and August 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
11/08/2017 Guidance on (i) disclosure requirements for substantially complete Application Proofs; and (ii) publication of Application Proofs and Post Hearing Information Packs on the Exchange's website (GL56-13) (Updated in September 2013, February, March, June and September 2014, August 2015, May and November 2016 and August 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
14/07/2017 Financial Statements Review Programme - Report 2016 Other Guidance Materials for Listed Issuers > Financial reporting matters
30/06/2017 Director Training Webcast - Risk Management and Internal Control, ESG Reporting (June 2017) Rules & Regulations > Rules and Guidance on Listing Matters > Presentation Materials
02/06/2017 Whether the Exchange would commence the procedures to cancel the listing of Company A whose shares had been suspended for a prolonged period due to insufficient public float (LD110-2017) The Rules, Interpretation and Guidance > Listing Decisions
02/06/2017 Whether Company A would be required to aggregate the proposed acquisition with a previous acquisition, and whether these acquisitions would constitute a reverse takeover (LD109-2017) The Rules, Interpretation and Guidance > Listing Decisions
02/06/2017 Whether Company A's proposed acquisition of the Target constituted a reverse takeover or an extreme VSA (LD108-2017) The Rules, Interpretation and Guidance > Listing Decisions
19/05/2017 To provide guidance on why the Exchange rejected certain listing applications (LD107-2017) The Rules, Interpretation and Guidance > Listing Decisions
19/05/2017 To provide guidance on why the Exchange returned certain listing applications (LD106-2017) The Rules, Interpretation and Guidance > Listing Decisions
28/04/2017 Whether Company A has a sufficient level of operations or assets to meet GEM Rule 17.26 The Rules, Interpretation and Guidance > Listing Decisions
31/03/2017 Director Training Webcast - Duties of Directors and the Role and Function of Board Committees (March 2017) Rules & Regulations > Rules and Guidance on Listing Matters > Presentation Materials
31/03/2017 Invitation to view Director Training Webcast - Duties of Directors and the Role and Function of Board Committees Rules & Regulations > Rules and Guidance on Listing Matters > Letters to Issuers
17/03/2017 Country Guide on Israel (March 2017) Rules and Guidance on Listing Matters > Special Topics > Listing of Overseas Companies> List of Acceptable Overseas Jurisdictions
10/03/2017 Guidance on Pre-IPO investments in convertible instruments (GL44-12) (Updated in March 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
10/03/2017 Guidance on Pre-IPO investments (GL43-12) (Updated in July 2013 and March 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
10/03/2017 Interim Guidance on Pre-IPO Investments (reproduction of HKEX News Release dated 13 October 2010) (GL29-12) (Updated in March 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
10/03/2017 Sponsor's due diligence on non-disclosure of confidential information in the listing document (GL21-10) (Updated in July 2013 and March 2017) The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
10/03/2017

Guidance on Documentary Requirements and Administrative Matters for Collective Investment Schemes ('CIS') Applications (GL79-14) (Updated in November 2014, July and November 2015, June 2016 and March 2017)

The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants

HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 13 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 13 October 2017 10:04:01 UTC.

Original documenthttp://www.hkex.com.hk/eng/rulesreg/listrules/latestrelease/latest_release.htm

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